Investor Information & Disclosures
128 Securities is committed to full transparency. Download our financial statements, audit reports, NCB data, and investor policies below.
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How to Access Documents
All investor documents are available for free download. Click the download button next to any document. For specific documents not listed, contact us at info@128securities.com.
Regulatory Compliance
All financial statements and disclosures are prepared in accordance with SECP requirements and applicable accounting standards. 128 Securities — Broker Reg. No. 62, PSX Broker ID: 328.
Statutory & NCB Auditors
IECnet S.K.S.S.S.
Chartered Accountants
Appointed to audit the annual financial statements of 128 Securities (Private) Limited in accordance with SECP requirements.
IECnet S.K.S.S.S.
Chartered Accountants
Appointed to certify the Net Capital Balance (NCB) and Liquid Capital statements as required by PSX/NCCPL regulations.
Policies & Procedures
The following policy documents govern the account opening process and client risk disclosures at 128 Securities. These are available for download from the documents section above or by contacting our office directly.
KYC and CDD Check List
Know Your Customer (KYC) and Customer Due Diligence (CDD) checklist required for all new account openings. Includes identity verification and source-of-funds documentation requirements as per SECP Anti-Money Laundering regulations.
Available in the documents section above (category: Policy Documents) or on request.
Risk Disclosure Document
Mandatory risk disclosure statement covering market risk, liquidity risk, and specific risks associated with equity trading on the Pakistan Stock Exchange. All clients must read and acknowledge this document before commencing trading.
Available in the documents section above (category: Policy Documents) or on request.
For documents not yet available for download, or for certified copies, contact us at info@128securities.com or visit either of our Lahore offices during business hours. View our governance & auditors →
Need a document not listed here? Contact us at info@128securities.com or call +92 (42) 3637 2747–50